the responsibilities of directors and senior management
| Reference code | Title |
|---|---|
| SYSC 1 | Application and purpose |
| SYSC 2 | Senior management arrangements |
| SYSC 3 | Systems and Controls |
| SYSC 3A | These provisions have been moved to SYSC 13 |
| SYSC 4 | General organisational requirements |
| SYSC 5 | Employees, agents and other relevant persons |
| SYSC 6 | Compliance, internal audit and financial crime |
| SYSC 7 | Risk control |
| SYSC 8 | Outsourcing |
| SYSC 9 | Record-keeping |
| SYSC 10 | Conflicts of interest |
| SYSC 11 | Liquidity risk systems and controls |
| SYSC 12 | Group risk systems and controls requirements |
| SYSC 13 | Operational risk: systems and controls for insurers4 |
| SYSC 14 | Prudential risk management and associated systems and controls for insurers4 |
| SYSC 15 | Credit risk management systems and controls for insurers4 |
| SYSC 16 | Market risk management systems and controls for insurers4 |
| SYSC 17 | Insurance risk systems and controls |
| SYSC 18 | Guidance on Public Interest Disclosure Act: Whistleblowing |
| SYSC 19 | Remuneration Code (31/12/2010 is the last day this material was in force) |
| SYSC 19A | Remuneration Code |
| SYSC 20 | Reverse stress testing |
| SYSC 21 | Risk control: additional guidance |
| SYSC App 1 | Matters reserved to a Home State regulator (see SYSC 1.1.1 R (1)(b) and SYSC 1.1.1 R (1)(c)) |
| SYSC transchedule | Transitional Provisions and Schedules |
