| Reference Code | Title |
|---|---|
| DEPP 6.1 | Introduction |
| DEPP 6.2 | Deciding whether to take action |
| DEPP 6.3 | Penalties for market abuse |
| DEPP 6.4 | Financial penalty or public censure |
| DEPP 6.5 | Determining the appropriate level of financial penalty |
| DEPP 6.5A | The five steps for penalties imposed on firms |
| DEPP 6.5B | The five steps for penalties imposed on individuals in non-market abuse cases |
| DEPP 6.5C | The five steps for penalties imposed on individuals in market abuse cases |
| DEPP 6.5D | Serious financial hardship |
| DEPP 6.6 | Financial penalties for late and incomplete submission of reports |
| DEPP 6.7 | Discount for early settlement |
